To provide you with more information about the rules and laws that affect us, UTB/TSC Compliance Corner
will bring you a new article periodically. Articles will address our major risk areas or other areas of
compliance concern.
If you have a question, comment or suggestion for the Corporate Compliance Committee, please visit the
Compliance Web Site located at http://www.utbtsc.edu/corcomp/comments.htm and fill in the “Contact Us”
dialogue box. Anonymity is optional.
Thank you for your compliance interest.
Doug Arney
Compliance Manager